Search for: "Putnam Investments, LLC"
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19 Jan 2007, 7:38 am
Lawrence Lasser, the former CEO of Putnam LLC, has agreed to pay $75,000 to settle SEC charges that he neglected to make sure the company carried out its fiduciary duties. [read post]
23 Apr 2019, 2:29 am
Yesterday the Supreme Court called for the views of the Solicitor General on Putnam Investments, LLC v. [read post]
17 Feb 2016, 12:42 pm
Richard Carrión; y el Director Ejecutivo de Putnam Bridge, Sr. [read post]
22 Feb 2019, 7:03 am
Putnam Investments, LLC v. [read post]
14 Jan 2019, 2:00 am
Putnam Investments LLC, 907 F.3d 17, 40 (1st Cir. 2018), the plaintiffs alleged that the investment firm breached its fiduciary duties of loyalty and prudence by offering exclusively proprietary mutual funds in its retirement plan, despite alleged problems with performance and fees. [read post]
14 Sep 2009, 4:35 pm
Putnam Avenue, Old Greenwich, CT 06870 Global Alpha ForumThe Connecticut Hedge Fund Association (CTHFA) is the premier association of alternative investment professionals operating in the center of the global hedge fund industry. [read post]
28 Jan 2023, 7:32 am
(A Systematic Literature Review of Socially Reposnible Investing (SRI) and Environmental Social Givernnace (ESG), p- 25). [read post]
16 Jul 2019, 2:25 am
Brotherston In a fourth potential ERISA Supreme Court case for the coming term, Putnam Investments LLC v. [read post]
28 Jul 2011, 5:04 pm
Cinamour Entertainment LLC and Q Media Assets LLC retained the services of telemarketers to cold-call individuals, asking them to invest in various indie film projects. [read post]
22 Apr 2007, 11:16 pm
They are Michael Lazarus, a managing partner at Weston Presidio Capital Management, a venture-capital firm in San Francisco; John Berg, managing partner at Dorset Capital Management LLC, a private-equity firm in San Francisco; Warren Smith, a managing director at TH Lee Putnam Ventures, a Boston private-equity firm; and Edward Croft, a founder of Croft & Bender LLC, an investment-banking firm in Atlanta. [read post]
26 Mar 2009, 9:33 am
Earlier this month, CapGen Capital Advisors filed suit in Delaware state court against Chalice Fund, sponsored by Grail Partners LLC, and WK CG Investment, accusing the pair of failing to make scheduled payments to the fund. [read post]
2 Apr 2010, 10:00 am
Harding, and investment advisor Saul Meyer. [read post]
26 Jun 2019, 1:06 pm
Adam Putnam, Speaker John Boehner and Speaker Paul Ryan. [read post]
24 Apr 2019, 4:04 am
Briefly: At Reason’s Volokh Conspiracy blog, Samuel Bray looks at Putnam Investments, LLC v. [read post]
29 Feb 2016, 4:43 pm
This past year was an eventful one in the corporate and securities litigation arena, with the U.S. [read post]
